The central function of the
ruler or Sultan in Ottoman
political theory was to
guarantee justice (Adalet in
Turkish) in the land. All
authority hinges on the
ruler's personal commitment
to justice. This idea has
both Turco - Persian and
Islamic aspects. In Islamic
political theory, the model
of the just ruler was
Solomon in the Hebrew
histories (Süleyman is named
after Solomon). The justice
represented by the Solomonic
ruler is a distributive
justice; this is a justice
of fairness and equity that
comes closer to the Western
notion of justice. In
addition, however, adalet (justice) has Turco -
Persian coordinates; in this
tradition, adalet, or
justice, is the protection
of the helpless from the
rapacity of corrupt and
predatory government. In
this sense, justice involves
protecting the lowest
members of society, the
peasantry, from unfair
taxation, corrupt
magistracy, and inequitable
courts. This, in Ottoman
political theory, was the
primary task of the Sultan.
He personally protected his
people from the excesses of
government, such as
predatory taxation and the
corruption of local
officials. For the Ottomans, the ruler
could only guarantee this
justice if he had absolute
power. For if he was not an
absolute ruler, that meant
that he would be dependent
on others and so subject to
corruption. Absolute
authority, then, was at the
service of building a just
government and laws rather
than elevating the ruler
above the law as Europeans
have interpreted the
Sultanate.
In order to ensure adalet , the Ottomans set up a number
of practices and
institutions in the central
government surrounding the
Sultan. The first was the
establishment of a
bureaucracy drawn from the
Sultan's inner circle. This
bureaucracy in turn
controlled local
governments; this would
become the model of European
absolutism in the
seventeenth century. Other
institutions and political
practices were:
Observance of government : The Sultan's job was
primarily to keep a watch on
all the officials. In some
cases, this observance of
government involved the
personal involvement of the
Sultan. He would sometimes
observe in secret the
proceedings of the Divan,
which was the central
advisory group to the
Sultan, and sometimes
observe proceedings of ulama
courts. For instance, at
about the same time that
Martin Luther was condemned
to death by the Diet of
Worms, Sultan Süleyman
secretly observed the trial
of Molla Kabiz who asserted
the spiritual superiority of
Jesus Christ over Muhammad.
After questioning by the
ulama court and refusing to
recant, Molla was sentenced
to death. Süleyman, however,
overturned the verdict
because the arguments the
courts made had not
disproved Molla's arguments
(eventually, Molla's
arguments were overcome in a
later trial).
Periodically, the Sultan was
required to tour local
governments in disguise to
ensure that magistrates and
justices were operating
justly. If the Sultan
believed that an injustice
was being committed against
the people, he would
interfere directly and
overturn the decision.
Islamic historians argue
that the Ottoman Empire decline
primarily because later
Sultans took less and less
interest in maintaining
justice in their Empire. For
the most part, however, the
Sultan monitored local
officials through a vast,
complex, and elaborate
system of spies who would
report back to the central
bureaucracy. The
intelligence gathering
system in the Ottoman Empire was the
best in the world until the
twentieth century!
Siyaset (Politics):
Rooting out corruption meant
nothing if nothing was done
about it. Public agents and
officials that abused their
power and the peasantry were
subjected to a special
jurisdiction called the siyaset. The siyaset were a set of severe
punishments imposed by the
Sultan on corrupt officials;
there was no way out, no
cash compensation could take
the place of the corporeal
or, more often, capital
punishments swiftly and
severely meted out to
corrupt officials. In the siyaset system, the most
severe crimes involved
illegal taxation or forced
labor of the peasantry,
staying in their homes
without permission or
billeting troops without
permission, and requiring
peasants against their will
to provide food for them or
for soldiers. Such crimes
almost certainly meant the
death penalty.
Public declaration of
laws and taxes : In
order to prevent fraudulent
taxes and arbitrary laws by
public officials, the
Sultanic "orders" (ferman)
and taxes were declared and
posted in public. There was,
then, always direct
dissemination of central
government to the people
directly.
Accessibility :
Perhaps the most important
aspect of Ottoman centralized
government was universal
access to centralized
authority. The highest
reaches of power - with the
exception of the person of
the Sultan - was available
to each and every citizen of
the Empire. Every single
member of Ottoman society could
approach the Imperial
Council with grievances
against government
officials; these official
petitions were called "ard-i
mahdar" and were always
treated with the utmost
seriousness. If the Imperial
Council ruled against the
officials, they would often
be subjected to the siyaset.
Public opinion : The
most common misconception
about Islamic rulers in
general and Ottoman rulers in
particular was that they
were removed, aloof, and
uninterested in their
people. While this may be
physically true, it was not
ideologically true. In fact,
in the Ottoman state, public
opinion was regarded as the
only true foundation on
which state authority
rested. If the people ceased
to support their rulers, it
was argued, then the rulers
would soon fall from power.
The Sultanic government,
then, assiduously cultivated
public opinion, for it was
recognized that the enemies
of the Sultan were also
cultivating adverse public
opinion. The government did
this not only through
propaganda, but through
policy as well. In addition
to prosecuting corrupt
government officials and
publicly declaring taxes and
laws, the Ottoman government
also cultivated public
opinion in its wars of
conquests.
Soldiers were not
allowed to mistreat peasants
nor take anything from them
without their permission or
reimbursement. All the Ottoman wars of the
conquest in the sixteenth
century were assiduously
planned years in advance.
The government would lay up
stores of supplies all along
the campaign route so that
the armies could feed
themselves without taking
anything from the general
population. The Ottoman conquerors
believed that no conquest
could stand without the
goodwill of the general
population of the conquered,
so military campaigns were
remarkably fair and easy on
the average person.
The Ottomans also paid
attention to an early form
of public opinion polling
and were probably the first
government to actively
monitor public opinion
through quantifiable means.
The "opinion poll" that they
used was the Friday prayers.
In most Islamic states, one
of the aspects of Friday
prayer is to pray for the
welfare and life of the
ruler. This is an optional
part of the Friday prayer,
so its inclusion generally
means that the members of
the mosque think well of the
ruler. Its omission
frequently means the
opposite. The Ottomans paid very
strict attention to Friday
prayers throughout the
Empire in order to precisely
gauge public sentiments.
The
Structure of Government
 |
Officially, the
Sultan was the
government. He
enjoyed absolute
power and, in theory
at least, was
personally involved
in every
governmental
decision. In the Ottoman experience of
government,
everything
representing the
state government
issued from the
hands of the Sultan
himself.
The Sultan also
assumed the title of
Caliph, or supreme
temporal leader, of
Islam. The Ottomans claimed
this title for
several reasons: the
two major holy
sites, Mecca and
Medina, were part of
the Empire, and the
primary goal of the
government was the
security of Muslims
around the world,
particularly the
security of the
Islamic pilgrimage
to Mecca. As Caliph,
the Sultan was
responsible for
Islamic orthodoxy.
Almost all of the
military conquests
and annexations of
other countries were
done for one of two
reasons: |
to guarantee the safe
passage of Muslims to Mecca
(the justification for
invading non-Muslim
territories) and the rooting
out of heterodox or
heretical Islamic practices
and beliefs (the
justification for invading
or annexing Muslim
territories). Historians
simply can't agree on how
the Sultanate was passed
from generation to
generation among the Ottomans. In the early
history of the Empire, the
Sultanate clearly passes
from father to eldest son;
in 1603, at the death of
Ahmed I (1603-1617), the
Sultanate passed to the
brother of the Sultan.
Still, the Ottomans did not seem to
have a hereditary system
based on primogeniture
(crown passes to the eldest
son) or seniority (crown
passes to the next oldest
brother). In both Turkish
and Mongol monarchical
systems, the passing of the
crown is a haphazard affair.
Both the Turkish and Mongol
peoples believed that the
crown fell to the most
worthy inheritor. Each
individual in the hereditary
line, brothers and sons,
were equally entitled to the
crown. This meant that
successions were almost
always major struggles among
contending parties. The Ottomans seem to have
operated in a similar
system. When a Sultan passed
away, the crown, it was
believed, fell to the most
worthy successor (almost
always the eldest son).
Selim I had to fight for the
Sultanate, but Süleyman was
the only son of Selim and so
inherited the crown without
a struggle. Once a Sultan
had assumed the throne, all
his brothers were executed
as well as all their sons -
had Selim I lost his bid for
the crown, Süleyman would
have been killed. These
executions guaranteed that
there would be no future
wars or struggles between
claimants to the throne
since all the contenders but
one were out of the picture.
In the seventeenth century,
Ottoman Sultans began to
revise this practice and
simply imprisoned their
brothers - this is what
permitted Ahmed I to be
succeeded by his brother.
Western historians point to
this practice as one of the
central reasons why the
Sultanic government failed.
Since the crown was falling
to individuals that had been
imprisoned much if not most
of their lives, the Ottoman
state saw a succession of
mad Sultans and the
corresponding increase in
power of a corrupt
bureaucracy.
The fundamental
qualification for the
Sultanate was the
individual's worthiness to
fill the position. The
Ottomans believed that
simple succession proved
that the Sultan was worthy
of the crown; however, the
Sultan may grow old, feeble,
or corrupt and thus lose his
worthiness to serve as
Sultan. Selim I came to the
throne by deposing his old
father, Bayezid II
(1481-1512), who was too old
to lead the army against
external threats. When
Süleyman had become an old
man, his two sons, Bayezid
and Mustafa, his favorite
son, plotted to overthrow
him. Faced with this
treason, the old Süleyman
had to execute them both and
this seems to have broken
his spirit completely.
The Ottomans followed the
old Turkish and Mongol
tradition of considering the
Sultan's lands to be a joint
possession of the Sultan's
family. Accordingly, the
Ottoman lands were parceled
out to members of the royal
family when each Sultan came
to power. Conquered lands
were considered the private
property of the Sultan.
Although the Sultan was
regarded as personally
responsible for every
government decision, in
reality the government was
run by a large bureaucracy.
This bureaucracy was
controlled by a rigid and
complex set of rules, and
the Sultan himself was
constrained by these rules.
At the top of the
bureaucracy was the Divan
(couch), which served as a
cabinet to the Sultan for
making decisions. The most
powerful member of the
Sultan's government was the
Grand Vizier (like a prime
minister of our days) who
largely oversaw all the
executive functions of the
government. Appointments to
these positions were not
arbitrary but followed
strict rules.